Mismanagement of Client Data Results in a $35 Million Fine for Large Investment Company
Juhi Desai Associate Editor Loyola University Chicago School of Law, JD 2024 Morgan Stanley Smith Barney (“Morgan Stanley”), a leading investment company, found itself in hot water after complaints of a data breach. In 2015, Morgan Stanley allegedly auctioned off devices that contained sensitive information. On September 20, 2022, the U.S. Securities and Exchange Commission … Continue reading Mismanagement of Client Data Results in a $35 Million Fine for Large Investment Company
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